Veidlapa Nr. M-3 (8)
Study Course Description
National and International Legal Regulation of Credit Institutions
Course Code
JF_422
Branch of Science
Civil Rights; Law
ECTS
6.00
Target Audience
Civil and Military Defense; Juridical Science
LQF
Level 7
Study Type And Form
Full-Time; Part-Time
Study Course Implementer
Course Supervisor
Tatjana Jukna
Structure Unit Manager
Ieva Puzo
Structural Unit
Faculty of Social Sciences
Contacts
Dzirciema street 16, Rīga, szf@rsu.lv
About Study Course
Objective
Present in-depth to students the national and international legal framework for the operation of credit institutions.
Preliminary Knowledge
Civil law and commercial law
Learning Outcomes
Knowledge
1.As a result of the course, students will have learned: the sources of the law governing the scope of credit institutions; the understanding of the nature and content of credit institutions' licensing, prevention of money laundering, bank secrecy, international credit; the understanding of the specific business of individual credit institutions.
Skills
1.Understanding and applying the sources of EU law governing credit institutions; correctly applying legal interpretation methods to resolve the problems of relevant law; studying legal information (processing legal information); critically analysing the latest trends and findings in the area of EU credit institutions' rights.
Competences
1.Capable of using acquired knowledge in practice, assessing the specific legal situation from the point of view of the regulatory framework, arguing in disputes, logically explaining legal situations from the point of view of law.
Assessment
Individual work
|
Title
|
% from total grade
|
Grade
|
|---|---|---|
|
1.
Individual work |
-
|
-
|
|
Essay on the credit institution system of one EU Member State.
Preparation of the written answers to the questions in discussion for each workshop.
|
||
Examination
|
Title
|
% from total grade
|
Grade
|
|---|---|---|
|
1.
Examination |
-
|
-
|
|
2.
Examination |
-
|
10 points
|
|
Visit to seminars (30%), individual work: short description of one EU Member State's credit institutions system (30%) and written examination (40%). The student must complete a study course evaluation questionnaire. |
||
Study Course Theme Plan
FULL-TIME
Part 1
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Introduction to the EU banking system
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Introduction to the EU banking system
|
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Introduction to the EU banking system
|
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Introduction to the EU banking system
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Foundation and licensing of credit institutions
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Foundation and licensing of credit institutions
|
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Foundation and licensing of credit institutions
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Insolvency of credit institutions
|
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Insolvency of credit institutions
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Prevention of money laundering in credit institutions
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Prevention of money laundering in credit institutions
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Prevention of money laundering in credit institutions
|
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Prevention of money laundering in credit institutions
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Banking secrecy
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Banking secrecy
|
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Computer room
|
2
|
Topics
|
Banking secrecy
|
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Computer room
|
2
|
Topics
|
Banking secrecy
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Intenational credits and other tranactions by credit institutions
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Intenational credits and other tranactions by credit institutions
|
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Intenational credits and other tranactions by credit institutions
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Practical workshop with presentation of individual works
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Practical workshop with presentation of individual works
|
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Practical workshop with presentation of individual works
|
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Practical workshop with presentation of individual works
|
Total ECTS (Creditpoints):
6.00
Contact hours:
48 Academic Hours
Final Examination:
Exam (Written)
PART-TIME
Part 1
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Computer room
|
2
|
Topics
|
Foundation and licensing of credit institutions
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Computer room
|
2
|
Topics
|
Insolvency of credit institutions
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Computer room
|
2
|
Topics
|
Prevention of money laundering in credit institutions
|
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Computer room
|
2
|
Topics
|
Prevention of money laundering in credit institutions
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Computer room
|
2
|
Topics
|
Banking secrecy
|
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Computer room
|
2
|
Topics
|
Banking secrecy
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Computer room
|
2
|
Topics
|
Intenational credits and other tranactions by credit institutions
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Computer room
|
2
|
Topics
|
Practical workshop with presentation of individual works
|
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Computer room
|
2
|
Topics
|
Practical workshop with presentation of individual works
|
Total ECTS (Creditpoints):
6.00
Contact hours:
20 Academic Hours
Final Examination:
Exam (Written)
Bibliography
Required Reading
1.
Europe and the Governance of Global Finance. Edited by Daniel Mügge. Oxford University Press, 2014.Suitable for English stream
2.
2013.gada 26.jūnija Eiropas Parlamenta un padomes regula 575/2013 par prudenciālajām prasībām attiecībā uz kredītiestādēm un ieguldījumu brokeru sabiedrībām, un ar ko groza regulu Nr.648/2012
3.
2012.gada 14.marta Eiropas Parlamenta un padomes regula 260/2012, ar ko nosaka tehniskās un darbības prasības kredīta pārvedumiem un tiešā debeta maksājumiem euro un groza Regulu Nr.924/2009
4.
Eiropas nodokļi Latvijā. Rīga: Latvijas ekonomists / anno 1992, Ernst & Young, 2004. [un vēlākie izdevumi]
5.
Ketners, K. Eiropas Savienības nodokļu politika: mācību līdzeklis. Rīga: RTU Izdevniecība, 2014.
6.
Whiteley John Mastering Financial Management. New York: Palgrave Macmillan, 2017, 240 pages
7.
Brooks Raimond. Financial Management. Pearson Education Limited, 2022, 656 pagesSuitable for English stream
8.
Harry G. Balter. Tax Fraud and Evasion: A Guide to Civil and Criminal Practice Under Federal Law. 5th EditionSuitable for English stream
9.
2014.gada 15.jūlija Eiropas Parlamenta un Padomes regula Nr. 806/2014, ar ko izveido vienādus noteikumus un vienotu procedūru kredītiestāžu un noteiktu ieguldījumu brokeru sabiedrību noregulējumam, izmantojot vienotu noregulējuma mehānismu un vienotu noregulējuma fondu, un groza Regulu (ES) Nr. 1093/2010
10.
Grasis, J. Banku darbības tiesiskā vide. Latvijas komercbanku asociācija. Konsultāciju un mācību centrs, 2008. (akceptējams izdevums)
11.
Berger, A., Molyneux, P., Wilson, J. The Oxford Handbook of Banking. Oxford University Press, 2017.
12.
The Oxford handbook of Financial regulation. Oxford university press, 2017.Suitable for English stream
Additional Reading
1.
Kredītiestāžu likums
2.
Credit Institution LawSuitable for English stream
Other Information Sources
1.
Latvijas Banka
2.
ECBSuitable for English stream