Veidlapa Nr. M-3 (8)
Study Course Description
National and International Aspect of Prevention of Money Laundering, Terrorism and Proliferation Financing
Course Code
JF_432
Branch of Science
Law
ECTS
3.00
Target Audience
Civil and Military Defense; Juridical Science
LQF
Level 7
Study Type And Form
Full-Time; Part-Time
Study Course Implementer
Course Supervisor
Aldis Lieljuksis
Structure Unit Manager
Ieva Puzo
Structural Unit
Faculty of Social Sciences
Contacts
Dzirciema street 16, Rīga, szf@rsu.lv
About Study Course
Objective
To provide knowledge and practical skills in prevention and combatting of money laundering.
Preliminary Knowledge
Bachelor degree or second level higher professional education in related industries (economics, finance, commerce, management or law) and no less than 2 years of experience of work in state or local government institutions, law enforcement agencies or also relevant working experience in business.
Learning Outcomes
Knowledge
1.Students understand the legal framework and institutional system for prevention and combatting of money laundering, terrorism and proliferation financing in the world and in Latvia. Know signs identifying these criminal offences and their most characteristic material and ideal signs.
Skills
1.Students recognise and document signs of money laundering, terrorism and proliferation financing.
Competences
1.Students know how to apply legal provisions to prevent or investigate money laundering, terrorism and proliferation financing.
Assessment
Individual work
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Title
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% from total grade
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Grade
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|---|---|---|
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1.
Individual work |
-
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-
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Students independently study the laws, case law and court practices, literature included in the study programme. The obtained knowledge is used during practical classes, when students perform the tasks given by teachers modelling situations and solve casus based on legislation.
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Examination
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Title
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% from total grade
|
Grade
|
|---|---|---|
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1.
Examination |
-
|
-
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|
2.
Examination |
-
|
-
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One report should be submitted and an assessment of at least 55% should be received in the study course before the examination. The examination should be passed in the electronic environment at the end of the course and an assessment of at least 55% should be received. In case of unsuccessful assessment, action in accordance with RSU Academic Regulations I follows. The final assessment depends on the examination result (95%; report – 5% of the final assessment).
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Study Course Theme Plan
FULL-TIME
Part 1
-
Lecture
|
Modality
|
Location
|
Contact hours
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|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
International legal regulation and institutional system of money laundering
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
System for prevention and combatting of money laundering, terrorism and proliferation financing in Latvia
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Concept and standard of proof of proceeds of crime
|
-
Lecture
|
Modality
|
Location
|
Contact hours
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|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
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Stages of money laundering, terrorism and proliferation financing
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-
Lecture
|
Modality
|
Location
|
Contact hours
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|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Criminal legal aspects of money laundering, terrorism and proliferation financing
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Criminal legal aspects of money laundering, terrorism and proliferation financing (initial and further investigation activities)
|
-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Prevention of money laundering, terrorism and proliferation financing in credit institutions (practical actions and cooperation)
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-
Class/Seminar
|
Modality
|
Location
|
Contact hours
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|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Combating of money laundering in circulation of securities
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-
Class/Seminar
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Modality
|
Location
|
Contact hours
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|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Combating of money laundering in circulation of securities
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-
Class/Seminar
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Modality
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Location
|
Contact hours
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|---|---|---|
|
On site
|
Auditorium
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2
|
Topics
|
Aspects of prevention and combating of money laundering in the gambling business
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-
Class/Seminar
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Money laundering in stand-alone offences
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-
Class/Seminar
|
Modality
|
Location
|
Contact hours
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|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
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Aspects of international and interinstitutional cooperation when investigating money laundering
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Total ECTS (Creditpoints):
3.00
Contact hours:
24 Academic Hours
Final Examination:
Exam (Written)
PART-TIME
Part 1
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Criminal legal aspects of money laundering, terrorism and proliferation financing
|
-
Lecture
|
Modality
|
Location
|
Contact hours
|
|---|---|---|
|
On site
|
Auditorium
|
2
|
Topics
|
Criminal legal aspects of money laundering, terrorism and proliferation financing (initial and further investigation activities)
|
Total ECTS (Creditpoints):
3.00
Contact hours:
10 Academic Hours
Final Examination:
Exam (Written)
Bibliography
Required Reading
1.
Noziedzīgi iegūtu līdezkļu legalizācijas, terorisma un proliferācijas finansēšanas novēršanas likums.
2.
Krimināllikums
3.
Operatīvās darbības likums
4.
Kontu reģistra likums
5.
Law on the Prevention of Money Laundering and Terrorism and Proliferation Financing
6.
COMMISSION DELEGATED REGULATION (EU) 2020/855
7.
Ārvalstu studentiem/For international students
8.
Criminal Law
9.
Operational Activities Law
10.
Account Register Law
11.
Law on the Prevention of Money Laundering and Terrorism and Proliferation Financing
12.
COMMISSION DELEGATED REGULATION (EU) 2020/855
Additional Reading
1.
Noziedzīgi iegūtu līdzekļu legalizācijas un terorisma un proliferācijas finansēšanas novēršanas un sankciju riska pārvaldīšanas prasību izpildes metodoloģijas izstrādes normatīvie noteikumi. FKTK Noteikumi
2.
Ieteikumi noziedzīgi iegūtu līdzekļu legalizācijas un terorisma un proliferācijas finansēšanas novēršanas un sankciju riska pārvaldīšanas iekšējās kontroles sistēmas izveidei un klientu izpētei. FKTK ieteikumi
3.
Noziedzīgi iegūtu līdzekļu legalizācijas tipoloģijas un pazīmes.
4.
FATF 40 rekomendācijas
5.
Komisijas deleģētā regula (ES) 2020/855 (2020. gada 7. maijs)
6.
FATF Standards
7.
Pievienotās vērtības nodokļa likums
8.
Par nodokļiem un nodevām
9.
Finanšu instrumentu tirgus likums
10.
Starptautisko un Latvijas Republikas nacionālo sankciju likums
11.
Azartspēļu un izložu likums
12.
Likums Par grāmatvedību
13.
Apdrošināšanas līguma likums
14.
Par pasākumu plānu noziedzīgi iegūtu līdzekļu legalizācijas, terorisma un proliferācijas finansēšanas novēršanai laikposmam no 2020. līdz 2022. gadam
15.
Kriminālprocesa likums
16.
Kredītiestāžu likums
17.
Law on International Sanctions and National Sanctions of the Republic of Latvia
18.
Žurnāls "Jurista Vārds" Nr.46/47 2013.g. Ralstu kŗājums: Noziedzīgi iegūtas mantas legalizācijas novēršana: normatīvās un prakstiskās aktualitātes
19.
Supranational risk assessment of the money laundering and terrorist financing risks affecting the Union
20.
Ārvalstu studentiem/For international students
21.
Supranational risk assessment of the money laundering and terrorist financing risks affecting the Union
22.
FATF Standards
Other Information Sources
1.
Par tiesību normu par noziedzīgi iegūtu līdzekļu legalizācijas novēršanu interpretāciju. Semāta krimināllietu departamenta senatoru kopsapulces lēmums. Rīga, 2019. gada 19. jūnijā